Experience

A number of banking groups

Advised on the implications and practical implementation of the senior managers regime in the UK

A range of financial (and non-financial) institutions

Advised on the implications for business and the practical implementation of new regulation including the Retail Distribution Review (RDR), European Market Infrastructure Regulation (EMIR), Alternative Investment Fund Managers Directive (AIFMD), Revision of the Markets in Financial Instruments Directive (MiFID II), and others

Leveraged Equities

Advising a subsidiary of Bendigo & Adelaide Bank in Australia, on revisions to its margin lending documents and procedures to comply with new margin lending obligations in the Corporations Act

Numerous Australian financial institutions

Advised on the Future of Financial Advice (FOFA) reform

A major Australian retail bank

Advising in relation to future trends with respect to the compliance framework and the ‘three lines of defence’ model


Resources

Stay in the know

We’ll send you the latest insights and briefings tailored to your needs

Subscribe now