Corporate Notes
Tag: aim
Showing 12 out of 18 results
AIM – LSE consultation on AIM Rules
The London Stock Exchange (LSE) has published a consultation on changes to the AIM Rules for Companies. The consultation follows the LSE's earlier …
Capital markets – London Stock Exchange Admission and Disclosure Standards and AIM Rules updated for the new UK public offers and prospectus regime
The London Stock Exchange (LSE) has published updates to its Admission and Disclosure Standards (for companies on its Main Market) and AIM Rules for …
AIM – LSE publishes feedback on proposed changes to the AIM Rules
The London Stock Exchange (LSE) has issued a Feedback Statement following its Discussion Paper on the future of AIM published earlier this year (read …
Insider dealing – FCA fines ex-employee of AIM listed company
The FCA has issued a final notice to Neil Dwane, formerly a capital markets adviser in the investor relations team at ITM Power Plc, an AIM listed …
AIM - LSE Discussion Paper on Proposed Changes to the AIM Rules
The London Stock Exchange (LSE) has published a discussion paper proposing changes to the AIM Rules.
QCA publishes updated governance code
The Quoted Companies Alliance (QCA) has published a new version of its corporate governance code (QCA Code), which was last updated in 2018. The revised …
Ending of Covid relaxation measures
The Financial Conduct Authority (FCA) has announced, in its Primary Market Bulletin No. 39, that it is ending the temporary relaxations it introduced for …
Half-yearly corporate update – our latest briefing
We have published our half-yearly update briefing which summarises the major developments in UK corporate law and regulation that have occurred over the …
Company censured and fined for breach of AIM rules
The London Stock Exchange has censured and fined Sensyne Health plc £580,000 (discounted to £406,000 for early settlement) for failing to maintain …
FCA and FRC statement on reporting deadlines
The Financial Conduct Authority (FCA) and Financial Reporting Council (FRC) have published a joint statement reminding issuers of the temporary …
FCA enforcement action against CEO for disseminating misleading information
The FCA has publicly censured the former Chief Executive Officer of Worldspreads Group plc, a company which was traded on AIM, for market abuse. …
Company censured for breaches of the AIM Rules
The London Stock Exchange has censured and fined Yü Group plc £300,000 for failing to maintain effective controls to enable compliance with the AIM Rules …
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