Corporate Notes
Tag: share issues
Showing 12 out of 14 results
Listing regime – miscellaneous amendments to the UKLRs including in relation to further share issues
The Financial Conduct Authority (FCA) has published Handbook Notice 140, which confirms a number of changes to the UK Listing Rules (UKLRs), including in …
Listing and prospectus regime – FCA consultation on miscellaneous amendments
The FCA has published its latest Quarterly Consultation Paper No. 51 (CP26/8) which includes proposals to amend the notification requirements under the …
Listing regime – FCA issues clarification on issuing further shares under the new prospectus regime
The Financial Conduct Authority (FCA) has issued a forbearance statement clarifying the notifications required upon the issue of new shares by listed …
Capital markets – new UK prospectus regime in force from 19 January
The UK’s new prospectus regime comes into force on 19 January 2026. This is the biggest shake-up of the UK prospectus regime since 2005.
Corporate governance – report on use of Pre-Emption Group Statement of Principles
The Pre-Emption Group (PEG) has published its 2024-2025 Annual Monitoring Report, its third report monitoring the use of the 2022 revised Statement of …
Updated proxy voting guidelines
Institutional Shareholder Services (ISS) has published a policy update document describing the updates to its proxy voting guidelines for the …
Draft Regulations to create framework for new prospectus regime laid before Parliament
A draft of the Public Offers and Admissions to Trading Regulations has been laid before Parliament. The Regulations will replace the UK …
Near-final prospectus regulations published and further FCA engagement papers
HM Treasury has published a near-final version of the regulations on public offers and admissions to trading (statutory instrument or SI), which …
The SEC’s new share buyback/repurchase disclosure rules
On 3 May 2023, the US Securities and Exchange Commission (SEC) adopted amendments requiring specific quantitative and narrative disclosures related to an …
Next step in reform of the prospectus regime
The Financial Conduct Authority (FCA) has published a series of engagement papers on the new prospectus and public offers regime in the UK, …
Investment Association's updated Share Capital Management Guidelines
The Investment Association (IA) has published an updated version of its Share Capital Management Guidelines, which set out the expectations of the …
New guidelines on disapplying pre-emption rights
The Pre-Emption Group (PEG) has published a revised Statement of Principles for the disapplication of pre-emption rights, along with new …
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