Employment Notes
Tag: financial services
Showing 48 out of 62 results
AIFMD: final Guidance on remuneration provides some further clarity but leaves many questions unanswered
The European Securities and Markets Authority ("ESMA") has published its final guidance to regulators on the remuneration provisions of the Alternative …
UK: Remuneration - FSA Guidance replaces tiering with new proportionality regime
The FSA has recently published finalised guidance on proportionality and remuneration in respect of its Remuneration Code. The changes, which came …
ESMA consults on guidelines on remuneration policies and practices under MiFID
ESMA has published a consultation paper on proposed guidelines on remuneration policies and practices under the Markets in Financial Instruments …
UK: Guide to the AIFMD remuneration rules
On 28 June 2012, the European Securities and Markets Authority published its Consultation Paper on its proposed guidelines on the remuneration of …
UK: Update on FSA Remuneration Code
The FSA have recently published two consultations in relation to its Remuneration Code. The first relates to a proposal to replace the current four tier …
UK: Sanctioning directors of failed banks
On 3 July, HM Treasury published for consultation its proposals on “Sanctions for the directors of failed banks“, requesting responses by 30 …
UK: Bonuses - appeal in Attrill v Dresdner Kleinwort
Commerzbank have applied to the Court of Appeal for leave to appeal the decision in Attrill, discussed in earlier post. The application is due to be …
AIFMD: Publication by ESMA of Consultation Paper regarding its remuneration guidelines for alternative investment fund managers
The European and Securities Markets Authority ("ESMA") has published a Consultation Paper on its proposed guidelines on the remuneration of alternative …
UK: Banker's bonuses - ex-Dresdner bankers secure bonus victory based on oral promise at staff meeting
Financial institutions are well aware of the need for bonus schemes to be drafted very carefully to ensure discretions are not fettered …
UK: Completion of Remuneration Policy Statement – final reminder!
If you are a Tier 2, 3 or 4 firm, there is now less than one month to go to complete your Remuneration Policy Statement (RPS) as required by the FSA …
UK: FSA announces consultation on Remuneration Code guidance
On 5 August 2011, the FSA announced a four week consultation in respect of two proposed 'Dear CEO' letters, which set out further draft guidance to …
EU: Alternative Investment Fund Managers Directive - Remuneration
It is imperative for HR professionals, in-house counsel, compliance officers and others with responsibility for remuneration-related issues within firms …
Showing 48 out of 62 results
View more