Tag: enforcement
Showing 6 out of 6 results
09 November 2022
FinTech Global FS Regulatory Round-up – w/e 4 November 2022
09 April 2020
FCA publishes its Business Plan for 2020/21
02 April 2020
COVID-19: Pressure Points: FCA issues 'Dear CEO' letter with update to retail firms (UK)
The Financial Conduct Authority (FCA) has issued a ‘Dear CEO’ letter (the letter) with an update on key issues in light of COVID-19 to firms providing …
09 March 2020
FCA highlights its areas of concern in financial services markets in Sector Views 2020
09 January 2020
Happy New Year – Happy New Money Laundering Regulations
On 20 December 2019, we received a festive treat: the publication of the Money Laundering and Terrorist Financing (Amendment) Regulations 2019 (the …
18 November 2019
Casting the regulatory net over virtual assets – HK's SFC finalises new regulatory framework for virtual asset trading platforms
On 6 November 2019, Hong Kong's Security and Futures Commission (SFC) issued a position paper setting out a new regulatory framework for the licensing of …