Tag: esma
Showing 5 out of 5 results
23 August 2023
FinTech Global FS Regulatory Round-up – w/e 18 August 2023
18 June 2020
IOSCO proposes updated Outsourcing Principles as Covid-19 drives operational resilience to the top of the agenda
02 April 2020
COVID-19: Pressure Points: FCA issues 'Dear CEO' letter with update to retail firms (UK)
The Financial Conduct Authority (FCA) has issued a ‘Dear CEO’ letter (the letter) with an update on key issues in light of COVID-19 to firms providing …
05 August 2019
ESMA publishes Report on licensing of FinTech business models
On 12 July, the European and Securities Markets Authority (ESMA) published its Report on the licensing of FinTech business models (the Report) as part of …
02 August 2017
Crowdfunding – regulatory headwinds on the horizon?
Crowdfunding has the potential to be one of the most positive developments on the financial scene in years, with the potential to 'democratise' finance …