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FSR and Corporate Crime Notes

FSR and Corporate Crime Notes
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Tag: COBS

Showing 7 out of 7 results

14 May 2026

Fund tokenisation: new FCA rules and guidance to accelerate progress

Fund tokenisation: new FCA rules and guidance to accelerate progress
11 December 2025

FCA client categorisation proposals

FCA client categorisation proposals
20 October 2025

CP25/28: Fund tokenisation - a few steps closer

CP25/28: Fund tokenisation - a few steps closer
21 July 2025

The closing of the "advice gap"? The FCA's targeted support and simplified advice proposals (CP25/17)

The closing of the "advice gap"? The FCA's targeted support and simplified advice proposals (CP25/17)
23 May 2025

Consumer Duty: a lighter regulatory rulebook to come?

Consumer Duty: a lighter regulatory rulebook to come?
14 May 2025

Investment research: FCA introduces additional payment optionality for fund managers

Investment research: FCA introduces additional payment optionality for fund managers
12 September 2024

High Court rejects claim against regulated firm for alleged contravention of COBS

High Court rejects claim against regulated firm for alleged contravention of COBS

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