Tag: Upper Tribunal
Showing 4 out of 4 results
30 March 2026
FSR Brief EP11: Breach of Principle 1 – Banque Havilland vicariously liable for senior employees’ lack of integrity
04 March 2026
The curious case of Banque Havilland – A firm held vicariously liable for a lack of integrity
25 July 2025
Upper Tribunal upholds FCA market abuse decision against former bond traders
09 July 2025
Upper Tribunal upholds FCA decision against former CEO and CFO of listed bank for being knowingly concerned in Listing Rules breach
