FSR and Corporate Crime Notes

Global Corporate Crime and Investigations update – November 2023

Hong Kong SFC proposes new guidelines for market soundings

Hong Kong, can you handle this? The HKMA proposes new standards for operational resilience

Hong Kong Monetary Authority provides update on proposed regulatory framework for payment-related stablecoins and upcoming crypto-asset guidance

Corporate Crime update – Winter 2021

Hong Kong SFC disciplines first manager-in-charge

Corporate Crime update – Summer 2021

Hong Kong Stock Exchange to implement new FINI platform to modernise IPO settlement process with a T+2 settlement timetable

Hong Kong Stock Exchange focuses on responsibility, controls and culture and cooperation in its revised enforcement policy

Enhanced Hong Kong Stock Exchange disciplinary powers and sanctions to take effect on 3 July 2021

Regulation in Focus Podcast Episode 1 – November 2019

Hong Kong SFC's new electronic data requirements place MICs and cloud services in the spotlight

On 31 October 2019, the Hong Kong Securities and Futures Commission (SFC) published a circular (Circular) on the use of electronic data storage …