Tag: cft
Showing 7 out of 7 results
22 December 2020
January 2021: The month ahead in financial services regulatory developments…
07 October 2020
A step towards increased AML/CTF enforcement? Hong Kong SFC consults on enhancements to AML/CTF guidelines
09 January 2020
Happy New Year – Happy New Money Laundering Regulations
09 December 2019
Corporate Crime update - December 2019
18 November 2019
Casting the regulatory net over virtual assets – HK's SFC finalises new regulatory framework for virtual asset trading platforms
On 6 November 2019, Hong Kong's Security and Futures Commission (SFC) issued a position paper setting out a new regulatory framework for the licensing of …
05 June 2018
AML/CFT COMPLIANCE A KEY FOCUS OF RECENT SUPERVISORY INSPECTIONS BY THE HONG KONG INSURANCE AUTHORITY
Late last week, the Hong Kong Insurance Authority (IA) published a circular setting out its key findings from anti-money laundering and counter-financing …
27 April 2017
SFC and HKMA continue to prioritise AML/CFT compliance with six new disciplinary actions in Hong Kong
Since early March 2017, the Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) in Hong Kong have collectively taken …