Tag: cftc

Showing 3 out of 3 results

03 September 2018

Corporate Crime summer update 2018

Welcome to the summer 2018 edition of our corporate crime update - our round up of developments in relation to corruption, money …
03 May 2018

Corporate Crime update - April 2018

Welcome to the April 2018 edition of our corporate crime update - our round up of developments in relation to corruption, money laundering, …
13 May 2015

Hong Kong SFC licensed corporations to be exempted from CFTC registration as FCMs when dealing with US customers in relation to futures trading

The US Commodity Futures Trading Commission (CFTC) has recently issued a Regulation 30.10 order to the Securities and Futures Commission (SFC) in Hong …