Tag: cobs
Showing 4 out of 4 results
15 May 2024
Tackling greenwashing – a priority for the FCA
09 July 2019
The FCA publishes proposals to ban sale of crypto-derivatives to retail consumers
08 March 2013
UK: Equities trader receives 2 year sentence for disclosing inside information
Paul Milsom, a senior equities trader, has been sentenced to two years' imprisonment for improper disclosure of inside information about forthcoming …
23 March 2012
Duties of brokers liquidating positions on behalf of clients in state of default
In the current economic climate, brokers will find the decision of the High Court in Euroption Strategic Fund Limited v Skandinaviska Enskilda Banker AB …