Tag: cooperation
Showing 5 out of 5 results
30 April 2025
SFO publishes new guidance for corporates on co-operation and enforcement
29 June 2023
Has the EU and UK relationship 'turned a page'? EU and UK agree memorandum of understanding establishing framework for financial services regulatory cooperation
08 August 2019
HMT Financial Services Future Regulatory Framework Review: call for evidence on regulatory coordination
03 September 2018
HKMA endorses benefits of cooperation
The Hong Kong Monetary Authority (HKMA) has recently released its first Guidance Note on Cooperation with the HKMA in Investigations and Enforcement …
13 December 2017
Hong Kong SFC issues new guidance note and FAQs on regulatory cooperation and its benefits
On 12 December 2017, the Securities and Futures Commission (the SFC) published its Guidance Note on Cooperation with the SFC (the Guidance). The …