Tag: dark pools

Showing 2 out of 2 results

10 November 2015

Hong Kong: A reminder to dark pool operators - are you ready for 1 December?

The regulatory regime for dark pool operators in Hong Kong, as set out in the new paragraph 19 and Schedule 8 of the Code of Conduct for Persons Licensed …
28 May 2015

Amendments to the regulatory regime for dark pool operators in Hong Kong

On 15 May 2015, the Securities and Futures Commission (SFC) published its consultation conclusions concerning the regulation in Hong Kong of dark pools, …