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FSR and Corporate Crime Notes

FSR and Corporate Crime Notes
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Tag: ficc

Showing 5 out of 5 results

15 September 2020

FMSB Spotlight Review on measuring FICC execution quality

FMSB Spotlight Review on measuring FICC execution quality
29 July 2020

August 2020: The month ahead in financial services regulatory developments…

August 2020: The month ahead in financial services regulatory developments…
25 May 2018

FEMR Progress Report / Speech by Mark Carney, Governor of the BoE

FEMR Progress Report: The HM Treasury, the Bank of England (BoE) and FCA have today published the 2018 Progress Report on the Fair and Effective Markets …

10 June 2015

UK: Fair and Effective Markets Review publishes its final report

The Fair and Effective Markets Review (FEMR) has published its final report, setting out 21 recommendations to help restore trust in the wholesale Fixed …

05 September 2014

Hong Kong: SFC supervisory briefing session – summary of key issues

On 2 September 2014, the SFC held its first ever Supervisory Briefing Session (“Session”) to share with market participants their major findings and …

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