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Tag: financial promotions

Showing 11 out of 11 results

13 March 2024

Financial Promotion: U-turn on UK high net worth individual and sophisticated investor exemptions

Financial Promotion: U-turn on UK high net worth individual and sophisticated investor exemptions
05 February 2024

EEA UCITS operators take note: the Overseas Funds Regime to start by the end of 2026

EEA UCITS operators take note: the Overseas Funds Regime to start by the end of 2026
05 January 2024

UK high net worth individual and sophisticated investor exemptions updated

UK high net worth individual and sophisticated investor exemptions updated
25 November 2022

CMA publishes guidance on social media endorsements

CMA publishes guidance on social media endorsements
08 August 2022

FCA reforms rules for financial promotions

FCA reforms rules for financial promotions
20 July 2022

The Financial Services and Markets Bill – a new vision for future UK financial services

The Financial Services and Markets Bill – a new vision for future UK financial services
27 July 2021

FCA CEO sets out transformational agenda for the regulator and the regulated – the 2021/22 FCA Business Plan

FCA CEO sets out transformational agenda for the regulator and the regulated – the 2021/22 FCA Business Plan
29 June 2021

July 2021: The month ahead in financial services regulatory developments…

July 2021: The month ahead in financial services regulatory developments…
28 July 2020

HMT consultations on financial promotions: approving promotions and promoting cryptoassets

HMT consultations on financial promotions: approving promotions and promoting cryptoassets
21 June 2019

FCA's First Annual Perimeter Report – have you crossed the line?

The FCA has published its first annual perimeter report, reflecting on perimeter issues. The perimeter is basically the legal boundary determining what …

06 May 2015

Hong Kong regulator loses battle on the fight against unauthorized advertisement, but the war continues

On 20 March 2015, the Hong Kong Court of Final Appeal (CFA) allowed the appeal by Pacific Sun Advisors Limited and its Chief Executive Officer, Mantel, …

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