Tag: investment firms
Showing 7 out of 7 results
20 November 2025
European Supervisory Authorities reveal first CTPPs under DORA
24 October 2025
Investment firms' regulatory capital: FCA confirms rules simplifying MIFIDPRU definition of capital (PS25/14)
16 July 2025
Third party risk management: EBA proposals to expand its outsourcing guidelines to all non-DORA third party services
11 June 2025
Investment firms' regulatory capital: simplifying the MIFIDPRU definition of capital (FCA CP25/10)
02 September 2021
A Guide to FCA Policy Statements and Final Consultation on IFPR and A Guide to the MIFIDPRU Remuneration Code
21 April 2021
Investment firms take note: FCA publishes second IFPR consultation
23 September 2020
PRA publishes Proprietary Trading Review: no need for new restrictions