Tag: notification

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03 June 2015

Hong Kong regulator warns intermediaries of the need to fully comply with notification requirements

The Securities and Futures Commission (SFC) recently issued a circular reminding intermediaries, and their substantial shareholders, of the various …
02 November 2011

FSA to require one month's notice of capital issues

The FSA is proposing that insurers, banks and other authorised firms should tell it at least one month before issuing shares or any other capital …