FSR and Corporate Crime Notes

Wealth consolidation - FCA review findings

The FCA's direction of travel for UK financial services

Hong Kong lays out comprehensive guidance on crypto and tokenised securities-related activities by intermediaries, along with guidance on tokenisation of investment products

Hong Kong SFC proposes new guidelines for market soundings

Attention all auditors, again – HKMA and AFRC enter into new Memorandum of Understanding to strengthen collaboration

Government publishes non-stablecoin cryptoasset Consultation and Call for Evidence

2022 Global Bank Review – Banking on People

How are NFTS regulated in the UK and EU?

Megan Butler on the FCA’s response to Covid-19 and expectations for 2020

COVID-19: Governance: FCA and PRA publish statements on their expectations for regulated firms under SMCR (UK)

[This post was last updated on 11 May 2020 to reflect the latest FCA publication on SMCR for solo-regulated firms] The PRA and FCA have published two …

FCA highlights its areas of concern in financial services markets in Sector Views 2020

FCA publishes Dear CEO letters to asset managers and alternative investment firms