Tag: reporting
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Operational resilience: recent UK publications emphasise it remains a priority for regulators and firms alike
FCA publishes new Discussion Paper in a bid to promote financial sustainability in firms
Do companies have a moral duty to self-report to the SFO?
Regulation in Focus Podcast Episode 1 – November 2019
EMIR Refit Regulation: (Re)fit for purpose?
The EMIR Refit Regulation was published in the EU Official Journal on 28 May 2019. It is intended to amend EMIR to simplify certain requirements and …
Corporate Crime update – December 2017
Welcome to the December 2017 edition of our corporate crime update - our round up of developments in relation to corruption, money …
Australia: Derivatives clearing and single-sided reporting exemption regulations made
The Australian Government has made and registered a critical Regulation dealing with mandatory clearing of derivatives and an exemption allowing certain …
Hong Kong issues consultation paper on draft rules for mandatory reporting and related record-keeping in relation to OTC derivatives
The Hong Kong Monetary Authority and the Securities and Futures Commission have recently issued a joint consultation paper detailing their proposed …
New EU Directive: Reporting by Extractive Companies on Government Payments
The European Parliament and Council of Ministers have agreed the final form of the new EU rules for the disclosure, on a project by project basis, of …