Tag: risk assessment

Showing 4 out of 4 results

13 September 2018

SFC publishes AML/CFT inspection findings and urges intermediaries to ensure compliance

The Securities and Futures Commission (SFC) issued a circular on 31 August 2018 highlighting both deficiencies and good practices observed in relation to …
16 July 2018

SFC proposes to implement revisions to AML/CFT guidelines on 1 November 2018 ahead of FATF Hong Kong evaluation

On 5 July 2018, the Securities and Futures Commission (SFC) issued a consultation paper on proposals to amend the Guideline on Anti-Money Laundering and …
14 May 2018

MONEY LAUNDERING AND TERRORIST FINANCING RISKS FACING HONG KONG’S FINANCIAL INSTITUTIONS AND PAYMENT SYSTEMS

The Hong Kong government has published a report detailing the money laundering (ML) and terrorist financing (TF) risk assessment of Hong Kong. This …
24 April 2018

TRANSPARENCY INTERNATIONAL PUBLISHES CPI 2017

In late February, Transparency International ("TI") published the 2017 Corruption Perceptions Index ("CPI"). This is the 23rd annual edition of the CPI, …