FSR and Corporate Crime Notes

European Supervisory Authorities reveal first CTPPs under DORA

FCA findings on risk assessment processes and controls

Wealth consolidation - FCA review findings

Third party risk management: EBA proposals to expand its outsourcing guidelines to all non-DORA third party services

Insights on outsourcing and other lessons from a data breach - the UK FCA perspective

#OperationalResilience Asia Webinar: How to Manage and Prevent Disruptive Digital Events

FCA publishes technology change management review

FSB consults on regulatory and supervisory risks with financial sector outsourcing and third-party relationships

Industry codes: the regulatory and litigation risks and how to mitigate them in practice

HKMA publishes supervisory expectations and sound practices relating to algo trading following thematic examinations

On 6 March 2020, the HKMA issued a circular setting out its expectations on risk management for algorithmic (algo) trading, as well as sound practices …

Cryptoassets: Personal account dealing policies and procedures

Cryptoassets – what should the second line of defence be focussing on?