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FSR and Corporate Crime Notes

FSR and Corporate Crime Notes
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Tag: sfc

Showing 12 out of 91 results

09 May 2024

Tackling insider dealing: Levelling the playing field

Tackling insider dealing: Levelling the playing field
28 February 2024

Year of the Dragon: Round up of recent developments to the regulatory framework for virtual asset activities in Hong Kong and Singapore

Year of the Dragon: Round up of recent developments to the regulatory framework for virtual asset activities in Hong Kong and Singapore
17 October 2023

Hong Kong SFC proposes new guidelines for market soundings

Hong Kong SFC proposes new guidelines for market soundings
11 August 2023

Hong Kong SFC broadens powers to tackle insider dealing, but puts on hold other proposed measures following industry feedback

Hong Kong SFC broadens powers to tackle insider dealing, but puts on hold other proposed measures following industry feedback
26 May 2023

Hong Kong gives green light to retail access to crypto platforms as guardrails are finalised

Hong Kong gives green light to retail access to crypto platforms as guardrails are finalised
01 March 2023

Hong Kong SFC paves the way for retail access to crypto platforms … provided safeguards are in place

Hong Kong SFC paves the way for retail access to crypto platforms … provided safeguards are in place
22 December 2022

Hong Kong virtual asset regulation – 2022 wrap-up and what to expect in the new year

Hong Kong virtual asset regulation – 2022 wrap-up and what to expect in the new year
28 September 2022

Digital due diligence – SFC shines regulatory spotlight on Hong Kong online platforms in latest review report

Digital due diligence – SFC shines regulatory spotlight on Hong Kong online platforms in latest review report
12 August 2022

Webinar: Panel discussion - New Hong Kong licensing regime for VASPs

Webinar: Panel discussion - New Hong Kong licensing regime for VASPs
20 June 2022

Hong Kong SFC seeks to bolster investor compensation remedies as part of a package of enforcement-related reforms

Hong Kong SFC seeks to bolster investor compensation remedies as part of a package of enforcement-related reforms
11 May 2022

Hong Kong Stock Exchange and SFC announce rule amendments to reflect new conduct requirements for bookbuilding and placing activities to be implemented on 5 August 2022

Hong Kong Stock Exchange and SFC announce rule amendments to reflect new conduct requirements for bookbuilding and placing activities to be implemented on 5 August 2022
02 March 2022

Crypto assets go mainstream – new SFC and HKMA guidance for intermediaries and banks on virtual asset-related activities

Crypto assets go mainstream – new SFC and HKMA guidance for intermediaries and banks on virtual asset-related activities

Showing 12 out of 91 results

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