Tag: supervision
Showing 12 out of 17 results
22 October 2026
FCA publishes good and poor practice and sets out its latest thinking on AI in financial services
01 September 2026
FCA Wealth Management Survey 2026: Key insights and FCA expectations for wealth managers
09 July 2026
The Mills Review: prepare now to keep pace with AI
03 November 2025
Wealth consolidation - FCA review findings
18 June 2025
The FCA's direction of travel for UK financial services
23 September 2021
Regulation in Focus Podcast: FCA's regulatory decision-making proposals - faster and less costly, but at what price?
27 July 2021
FCA CEO sets out transformational agenda for the regulator and the regulated – the 2021/22 FCA Business Plan
15 January 2021
“STABILITY AND CONSISTENCY”: PRA SETS OUT PROPOSALS FOR POST-BREXIT APPROACH TO INTERNATIONAL BANKS
01 October 2020
FCA’s Approach to International Firms
03 September 2020
PRA Dear CEO letter to firms on operational readiness for TPR
18 June 2020
IOSCO proposes updated Outsourcing Principles as Covid-19 drives operational resilience to the top of the agenda
28 May 2019
Client facilitation – Key standards of conduct and internal controls identified and reiterated by Hong Kong SFC
Authors: William Hallatt, Hannah Cassidy and Jennifer Fong On 14 May 2019, the Securities and Futures Commission (SFC) issued further guidance …
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