Tag: senior managers
Showing 11 out of 11 results
14 May 2021
The FCA’s proposed new ‘Consumer Duty’ – what does it mean?
27 March 2020
COVID 19 - PRA and FCA guidance on key workers in financial services
09 January 2020
FCA warns CEOs to tackle non-financial misconduct
04 July 2018
Near-final rules for extension of SMCR to insurers and brokers published
07 June 2018
AML/CFT Compliance a key focus of recent supervisory inspections by the Hong Kong Insurance Authority
21 September 2017
Extending the Senior Managers and Certification Regime to Insurers
07 August 2017
FCA consults on extending the SMCR to Insurance Intermediaries
15 June 2017
PRA consults on amendments to the Senior Insurance Managers Regime (SIMR)
12 May 2017
PRA - strengthening individual accountability in banking and insurance (PS12/17)
29 July 2015
A new regime for senior insurance managers: changes to the approved persons regime for Solvency II firms
29 March 2015
Solvency II and Non-Executive Directors
