Experience

A number of banking groups

Advising on the preparation for, and implementation of, the UK Senior Managers and Certification Regimes

An Asian-headquartered global financial services conglomerate

Advising on a variety of regulatory compliance matters including advice on upcoming regulatory reforms, regulatory obligations, governance structures, investor complaints and regulatory audits spanning Asia, Australia, the US and UK

A global asset manager

Providing Board-level training in Australia on the use of delegation models, limits on the ability to rely on others and the impact of the Centro case, and implementing reporting and monitoring processes

Two global financial institutions

Advising on their implementation of the EU Transparency Directive 

Two South East Asia sovereign wealth funds

Advising on the regulatory aspects of setting up a UK office, including training for staff in the UK, Middle East, Asia, US and Latin America


Resources

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Key contacts

Scott S. Balber photo

Scott S. Balber

Head of Litigation, US and Managing Partner, New York Office, New York

Kai Liebrich photo

Kai Liebrich

Managing Partner, Germany Offices, Germany