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The new net short position disclosure regime in France
In the context of the financial crisis, the French financial market regulator (the Autorité des Marchés Financiers, "AMF") issued emergency measures …
Client money and assets - Round-up of recent developments
Confidence in the arrangements for protecting client assets was badly hit during the financial crisis, with the Lehman client money litigation …
European reforms to regulation of packaged retail investment products
The European Commission has recently published its long-awaited proposals on the regulation of Packaged Retail Investment Products (PRIPs). The aim …
FSA confirms professionalism aspects of RDR
The FSA has published its final rules on professionalism in the context of delivering the Retail Distribution Review (RDR) in policy statement …
Corporate crime update
Corporate crime update... Bribery and corruption Bribery Act to be reviewedIt appears that the Bribery Act is to be reviewed as part of …
FSA to require one month's notice of capital issues
The FSA is proposing that insurers, banks and other authorised firms should tell it at least one month before issuing shares or any other capital …
FSA issues final form remuneration code
On Friday 17 December 2010, the FSA issued its revised Remuneration Code (the "Code") containing its interpretation of the remuneration principles …
Netherlands rules on short selling
Like its peers, the Netherlands Authority for the Financial Markets issued a prohibition on naked short selling with respect to the shares of eight Dutch …
CEBS issues final form guidelines on CRD III
On Friday 10 December 2010, following the public consultation in relation to its draft guidelines, the Committee of European Banking Supervisors ("CEBS") …
The MiFID Review
More than three years after the implementation of MiFID, the review of the directive is now well on its way. Earlier this year, the Committee of European …
UK regulatory reform - Responses to the Government consultation on "A new approach to financial regulation"
HM Treasury has published a summary of responses to its consultation on the reform of the UK financial services regulatory regime. The paper …
A pan-European short selling regime: request for evidence
The EU Economic and Financial Affairs and International Trade sub-committee of the House of Lords has made a request for evidence in connection with its …
Showing 1,836 out of 1,844 results
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