FSR and Corporate Crime Notes

Hong Kong SFC's new electronic data requirements place MICs and cloud services in the spotlight

On 31 October 2019, the Hong Kong Securities and Futures Commission (SFC) published a circular (Circular) on the use of electronic data storage …

Financial Crime, Market Abuse and Enforcement Timeline - October 2019

The month ahead in financial services regulatory developments…

HKMA to monitor industry’s progress in preparing for transition from IBORs to ARRs

In a circular issued to authorised institutions (AIs) on 23 October 2019, the Hong Kong Monetary Authority (HKMA) indicated that it will conduct a …

Key Themes from the FCA's Feedback Statement on Climate Change and Green Finance

SFC and CSRC agree to commence preparations for Stock Connect southbound investor ID regime

The Hong Kong Securities and Futures Commission (SFC) and the China Securities Regulatory Commission (CSRC) have reached a consensus to commence …

Daily FSR Update - 17 October 2019

Due to difficulties with our publishing software, we have been unable to deliver our Daily FSR Update to you on Thursday, 17 October 2019. While we work …

Daily FSR Update, 14-16 October 2019

Due to difficulties with our publishing software, we have been unable to deliver our Daily FSR Update to you over the last few days. In the interim, we …

Corporate Crime update - Autumn 2019

Hong Kong SFC publishes licensing conditions for virtual asset fund managers

On 4 October 2019, the Securities and Futures Commission (SFC) published proforma terms and conditions which will apply to virtual asset fund …

Corporate Crime & Investigations Podcast Episode 2: Suspicious Activity Reports

FCA publishes interim report on general insurance pricing practices market study