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SEC Adopts Amendments to Rules Governing Beneficial Ownership Reporting
On Oct. 10, the U.S. Securities and Exchange Commission (SEC) adopted amendments to the rules governing beneficial ownership reporting under Sections …
New York District Court Holds Late 13D Filing Can Lead to Private Damages Under Section 10(b)
On Sept. 29, 2023, Southern District of New York Judge Andrew L. Carter issued a decision denying Elon Musk’s motion to dismiss a securities fraud …
City Announces Long Island City Neighborhood Study
On Wednesday, Oct. 11, City Council Member Julie Won and officials of the Adams administration announced the launch of two planning studies for portions …
DOJ Announces New Mergers and Acquisitions Safe Harbor Policy for Voluntary Self-Disclosures
On Oct. 4, 2023, in remarks delivered to the Society of Corporate Compliance and Ethics’ 22nd Annual Compliance & Ethics Institute, Deputy …
Supreme Court Grants Certiorari to Resolve Circuit Split on Whether SEC Disclosure Rule Triggers Section 10(b) Liability
On Sept. 29, 2023, the U.S. Supreme Court granted certiorari in Macquarie Infrastructure Corp. v. Moab Partners, L.P.[1] to review a decision by the …
Registration for 2025 Diversity Visa (Green Card) Lottery Opens Oct. 4, 2023; Israel Added to the Visa Waiver Program
The U.S. Department of State will begin accepting online registrations for the 2025 Diversity Visa (DV) lottery starting Wednesday, Oct. 4, 2023, at noon …
NAIC Proposal on Credit Ratings Causing Market Disruption
Insurance Transactional and Regulatory partner Daniel A. Rabinowitz and Corporate associate Matthew Doyle co-authored a New York Law Journal article …
Investment Adviser Settles SEC Enforcement Action Concerning Alleged Misstatements Regarding ESG Investment Process
On Sept. 25, 2023, the Securities and Exchange Commission announced settled charges against registered investment adviser DWS Investment Management …
Inside Arbitration: Can we end discrimination in arbitration?
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Paul H. Schoeman
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Managing Partner, Finance and Restructuring, US and Head of Bankruptcy and Restructuring, US, New York
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