FSR and Corporate Crime Notes

High Court finds privilege not lost despite document being referred to in open court

Building Operational Resilience: UK regulators launch consultations

Corporate Crime update - December 2019

The transition from LIBOR: FCA conduct risk warning and next steps

The month ahead in financial services regulatory developments…

FCA Deploys Temporary Intervention Powers to Ban Mass Marketing of Mini-Bonds

SFC sets out standards expected of asset managers in considering private fund and discretionary account arrangements and transactions

On 21 November 2019, the Securities and Futures Commission (SFC) published a circular to licensed corporations regarding dubious private fund and …

Temporary Equivalence Decision for UK CCPs to be renewed

Regulation in Focus Podcast Episode 1 – November 2019

Casting the regulatory net over virtual assets – HK's SFC finalises new regulatory framework for virtual asset trading platforms

On 6 November 2019, Hong Kong's Security and Futures Commission (SFC) issued a position paper setting out a new regulatory framework for the licensing of …

Crypto assets and the market abuse regulation: Main challenges

LIBOR Transition – The Documentary Challenge for Corporates (ACT webinar)