FSR and Corporate Crime Notes

UK Supreme Court Quashes LIBOR and EURIBOR Convictions: Implications for Financial Crime Enforcement

ESMA writes a letter to the European Commission regarding the reform of the AIFMD

ESMA proposes changes to MiFID II inducements and costs and charges disclosure regimes

On 1 April 2019 the European Securities and Markets Authority (ESMA) published its final report to the European Commission (EC) setting out its technical …

Corporate Crime update - Autumn 2019

The new regulatory regime for insurance intermediaries in Hong Kong – are you ready for 23 September 2019?

On 23 September 2019, the new statutory regime for the regulation of insurance intermediaries will take effect. This represents the final stage of …

The month ahead in financial services regulatory developments…

Dear CEO: please confirm your asset management firm has identified and mitigated the risk of conflicts of interest between it and its customers

Conflicts of interest between asset managers and their customers: Identifying and mitigating the risks is a 'Dear CEO' publication in which the FSA …