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Showing 36 out of 43 results
Consolidated corporate update January to June 2022
We have published our half-yearly update briefing which summarises the major developments in UK corporate law and regulation that have occurred over the …
FCA enforcement action – former CFO of AIM-listed company sentenced for misstated results
The former chief financial officer of Redcentric Plc has been sentenced to five and a half years' imprisonment and disqualified from being a director for …
Conflict in Ukraine – FCA reminder to issuers, our sanctions tracker and Bill on register of overseas entities that own UK property
The Financial Conduct Authority (FCA) has published a statement reminding issuers of their disclosure obligations under the UK Market Abuse Regulation …
FCA enforcement action – former CFO and finance director of AIM-listed company convicted for misstated results
Following criminal proceedings brought by the Financial Conduct Authority (FCA), the former chief financial officer and the former finance director of …
Market Abuse Regulation – changes to UK MAR on PDMR dealings and insider lists
The deadline for disclosing dealings by persons discharging managerial responsibilities (PDMRs) and the requirements in relation to insider lists in the …
Consolidated corporate update July to December 2020
We have published our half-yearly update briefing which summarises the major developments in UK corporate law and regulation that have occurred over the …
The regulatory regime for companies following the UK’s withdrawal from the EU
The UK ceased to be a Member State of the European Union on 31 January 2020. A transition period then applied until 31 December 2020. During the …
Special edition of the Primary Market Bulletin on Brexit
The Financial Conduct Authority (FCA) has published a special Primary Market Bulletin No.32 on Brexit to remind issuers and investors of the …
Recent FCA publications
The Financial Conduct Authority (FCA) has published Primary Market Bulletin 31 (PMB 31), and through it publicised two recent reviews it has …
Changes to PDMR dealing notification regime
The Financial Services Bill has been introduced to Parliament. It amends certain aspects of the legislative and regulatory framework for financial …
Criminal proceedings instituted against individuals for false and misleading statements
The Financial Conduct Authority (FCA) has announced that it has begun criminal proceedings against the former chief executive, the former chief …
FCA enforcement action against CEO for disseminating misleading information
The FCA has publicly censured the former Chief Executive Officer of Worldspreads Group plc, a company which was traded on AIM, for market abuse. …
Showing 36 out of 43 results
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