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Showing 18 out of 18 results
The Board’s responsibility to manage risk: key legal and compliance issues – a disputes perspective
At this recent conference, held by Herbert Smith Freehills and attended by close to a hundred clients, we explored some key legal and compliance risks …
Assessing and enhancing the legal and contractual aspects of CASS compliance
In the years since the Lehmann collapse there is no doubt that firms have been heavily focussed on CASS compliance, particularly on operational detail …
UK: FCA and HM Treasury publish approach to UK implementation of MIFID II
The FCA and HM Treasury have published the first set of papers on the UK implementation of MiFID II: FCA discussion paper "Developing our approach to …
Has the EBA got it wrong? Proposals to apply the "bankers' bonus cap" to more banks and investment firms
Proposed guidelines from the European Banking Authority (EBA) would extend the "bankers' bonus cap" to all IFPRU investment firms as well as all banks, …
US Second Circuit confirms use of discovery in support of foreign investigations
The US Court of Appeals for the Second Circuit has interpreted 28 U.S.C. § 1782 as granting a US district court discretion to order the production of …
HKMA announces findings of its investigation into FX trading operations of HK banks
On 19 December 2014, the Hong Kong Monetary Authority (HKMA) announced the outcome of its investigation into the foreign exchange (FX) trading operations …
Showing 18 out of 18 results
Key contacts
Karen Anderson
Consultant, London
Susannah Cogman
Partner, London
Elizabeth Head
Of Counsel, London
Marina Reason
Partner, London
Kelesi Blundell
Partner, London
Hywel Jenkins
Partner, London
Chris Ninan
Partner, London
Jon Ford
Partner, London
Clive Cunningham
Consultant, London
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Director, Prolegis LLC, Singapore
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Knowledge Lawyer, Hong Kong
Cat Dankos
Senior Regulatory Consultant, London