FSR and Corporate Crime Notes

Lisa Osofsky re-examines the priorities of the SFO at the Cambridge International Symposium on Economic Crime

Corporate Crime & Investigations Podcast Episode 3: Recent Activity in Deferred Prosecution Agreements

Industry codes: the regulatory and litigation risks and how to mitigate them in practice

FCA: Market Watch 65

Singapore and Hong Kong regulators propose enhanced enforcement powers to tackle bad apples

Corporate Crime update - August 2020

G4S DPA – “SFO secures second DPA of 2020”

Megan Butler on the FCA’s response to Covid-19 and expectations for 2020

Corporate Crime update - Spring 2020

The month ahead in financial services regulatory developments…

No “directing mind and will” found in SFO prosecution of Barclays

OFAC Issues Finding of Violation — but No Penalty — for Sanctions Violations Caused by Compliance System Defects and Human Error

On April 30, 2020, the US Department of Treasury (“Treasury”)’s Office of Foreign Assets Control (“OFAC”) issued a Finding of Violation to …