FSR and Corporate Crime Notes

Hong Kong legislature considering proposed cybersecurity law for regulation of critical infrastructure operators and computer systems

Hong Kong SFC targets asset management misconduct – Are you ready for an inspection?

Soundings out: Hong Kong's new regime on market soundings

Attention all auditors, again – HKMA and AFRC enter into new Memorandum of Understanding to strengthen collaboration

Hong Kong Stock Exchange proposes SPAC listing regime with strict criteria

February 2021: The month ahead in financial services regulatory developments…

The month ahead in financial services regulatory developments…

The month ahead in financial services regulatory developments…

SFC clarifies licensing obligations of PE firms and family offices which conduct business in Hong Kong

On 7 January 2020, the Securities and Futures Commission (SFC) issued two circulars to clarify aspects of the licensing obligations applicable to private …

Corporate Crime update - December 2019

Regulation in Focus Podcast Episode 1 – November 2019

Hong Kong SFC's new electronic data requirements place MICs and cloud services in the spotlight

On 31 October 2019, the Hong Kong Securities and Futures Commission (SFC) published a circular (Circular) on the use of electronic data storage …