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Securities and shareholder litigation

When alleged loss is delayed or tracks the market, the United States Court of Appeals for the Second Circuit holds that private securities plaintiffs must plead more to survive dismissal

Supreme Court rejects implied private right of action under Section 47(b) of the Investment Company Act

Supreme Court holds that the SEC is not required to demonstrate that investors suffered financial losses in disgorgement actions

SEC rescinds 54-year-old ‘no-deny’ settlement policy

Delaware Supreme Court affirms that minority stockholder is not a fiduciary subject to Brophy derivative claims merely by access to nonpublic information

Don’t bet against the CFTC: Misuse of confidential information on prediction markets

Updates to the SEC Enforcement Manual and Incentives for Individual Cooperation

2 February 2026

Delaware Supreme Court reverses controversial Moelis decision

16 January 2026

The US Supreme Court to resolve circuit disputes on administrative enforcement powers

22 December 2025

President Trump signs defense authorization bill subjecting FPI insiders to Section 16 reporting obligations

SEC issues policy statement on mandatory arbitration provisions

15 September 2025

Ninth Circuit affirms SEC disgorgement award without pecuniary harm showing, deepening circuit split

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