Total 12 Results for:
  1. Investment management

Showing 12 out of 12 results

18 June 2026

Supreme Court rejects implied private right of action under Section 47(b) of the Investment Company Act

10 February 2026

Investment advisers agree to censure, modest fine over improprieties in advisory agreements

25 September 2025

Asia's private capital landscape shifts

10 July 2025

US Supreme Court grants certiorari to decide whether Section 47(b) of the Investment Company Act allows for a private right of action

Key topic

Private funds

15 October 2024

Non-concessionary impact funds: What and why?

1 October 2024

The 2024 election cycle and the SEC

12 September 2024

H1 Fundraising Review

10 June 2024

Fifth Circuit vacates SEC rule regulating private funds advisers

9 May 2024

SEC issues Risk Alert regarding compliance with Rule 206(4)-1, the Marketing Rule

16 April 2024

Responsible investing and the WEF

7 March 2022

SEC Proposes New Rules Aimed at Increasing Short Sale Transparency

On Feb. 25, 2022, the Securities and Exchange Commission (SEC) proposed several new rules with the goal of increasing transparency around short selling. …