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FCA proposals to increase transparency on enforcement action
The Financial Conduct Authority (FCA) has published a consultation paper FCA CP24/2 on proposals to increase transparency around enforcement …
Half-yearly corporate update - Our latest briefing
We have published our half-yearly update briefing which summarises the major developments in UK corporate law and regulation that have occurred over the …
Primary Market Bulletin 46
The FCA has published Primary Market Bulletin 46 (PMB 46), which contains guidance for market participants on two areas: shareholder …
Company censured for market abuse
The Financial Conduct Authority (FCA) has censured NMC Health plc, a UK premium listed company which was a private healthcare operator in the …
Half-yearly corporate update – our latest briefing
We have published our half-yearly update briefing which summarises the major developments in UK corporate law and regulation that have occurred over the …
Financial Services and Markets Act 2023 receives Royal Assent
The Financial Services and Markets Act 2023 has received Royal Assent. The Act forms part of the government’s Future Regulatory Framework Review, which …
HM Treasury and FCA complete review of criminal market abuse regime
HM Treasury (HMT) and the FCA have published a joint statement on their review of the criminal market abuse regime. The UK’s criminal sanctions …
Half-yearly corporate update – our latest briefing
We have published our half-yearly update briefing which summarises the major developments in UK corporate law and regulation that have occurred over the …
Primary Market Bulletin 42 and Market Watch 71
The Financial Conduct Authority (FCA) has published market guidance for issuers, on a range of topics, in Primary Market Bulletin …
FCA enforcement action – non-executive Chair fined for disclosing inside information
The Financial Conduct Authority (FCA) has fined Sir Christopher Gent (SCG), the former non-executive Chair of ConvaTec Group Plc, £80,000 for …
FCA enforcement action – company censured and executive directors fined for breaches of Listing Rules and MAR
The Financial Conduct Authority (FCA) has censured Carillion and provisionally fined three of the company's former executive directors for breaches of …
Financial Services and Markets Bill 2022-23 published
A Financial Services and Markets Bill has been published as part of the government’s Future Regulatory Framework Review (FRF Review). …
Showing 24 out of 43 results
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