Carina Junker
Associate
Associate
Germany
Carina is working as an Associate in the Financial Services Regulatory team in our Disputes practice in Frankfurt.
Carina advises both German and international banks, financial institutions, securities institutions, and payment service providers on German and European regulatory law. She advises in internal and external investigations as well as in contentious financial regulatory proceedings and non-contentious matters.
Experience & capabilities
Selected matters
- a global investment bank in relation to AML audit findings and preparation for communication with the auditor, and further ongoing regulatory advice, with focus on AML and KYC requirements
- a fleet managing and operational car leasing company in relation to a German Ownership Control Procedure under German Holder Control Regulation (Inhaberkontrollverordnung)
- a large payment services provider on the submission of a notification regarding a newly appointed legal representative to the German Supervisory Authority (BaFin) in the context of an internal corporate restructuring with a view to legal issues and documents to be prepared therefore under the German Payment Services Supervisory Act (Zahlungsdiensteaufsichtsgesetz), German Banking Act (Kreditwesengesetz) and the German Holder Control Regulation (Inhaberkontrollverordnung)
- an international financial services provider on an internal investigation with respect to AML and sanctions issues, including on the optimization of KYC processes
- a crypto-asset service provider in connection with an information request from BaFin based on the allegation of conducting unauthorized business activities in Germany
Sectors
Background
Carina graduated in law from the Johann Wolfgang Goethe-University of Frankfurt am Main and completed her legal clerkship at the Higher Regional Court of Frankfurt am Main.
She is fluent in German and English.
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