Employment Notes
Tag: financial services
Showing 36 out of 62 results
UK: PRA Crack-down on Buy-out awards
The Prudential Regulation Authority (PRA) has published its latest policy statement on remuneration, focussing on buy-out awards granted to employees who …
UK: Are you ready for the UCITS V Remuneration Code?
UCITS V is now in force and management companies will become subject to the remuneration code and disclosure requirements over the course of 2016. The …
UK: PRA proposes giving former employers power to reduce buy-outs granted by the new employer
The Prudential Regulation Authority has published a consultation paper setting out its proposal for a new approach to "buy-out" awards, with the stated …
UK: Financial services: consultation on regulatory references and planned extension of Senior Managers Regime
The FCA and PRA are consulting until 7 December on proposed changes to the way relevant firms seek and provide references for candidates of certain …
UK: New FCA and PRA whistleblowing rules
The FCA and the PRA have both published policy statements on their new rules on whistleblowing: FCA policy statement (PS15/24) entitled "Whistleblowing …
UK: FCA and PRA publish conclusions on the impact of financial incentives for whistleblowers
The Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) have proposed not to introduce financial incentives for …
UK: Bonus cap - PRA and FCA announce details of UK implementation
The proposed approach to the UK implementation of the cap on variable remuneration, being introduced by the amended capital requirements directive (CRD …
UK: Good news for AIFMs - helpful guidance from the FCA on the AIFMD remuneration rules
The FCA has now published the long awaited consultation on the implementation of the AIFMD remuneration rules in the UK as part of its general …
Webinar: FCA consultation on the AIFMD remuneration provisions
Tuesday 24 September 2013 London: 1.30pm - 2.30pm (BST); New York: 8.30am - 9.30am (EST); Chicago: 7.30am - 8.30am (CDT); …
UK: FCA and PRA consultation on the implementation of the CRD IV remuneration provisions
The Financial Conduct Authority (“FCA”) and the Prudential Regulatory Authority (“PRA”) have each published a consultation on the implementation of the …
EU: CRD IV - New definition of "Code Staff": key issues and summary of the draft rules
The European Banking Authority ("EBA") has published draft regulatory technical standards on the definition of Identified Staff ("Code Staff" under the …
CRD IV - EU Bankers' Bonus Cap
The European Commission intends to replace the existing Capital Requirements Directive (2006/48/EC and 2006/49/EC) (CRD) with a regulation and a …
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