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Showing 7 out of 7 results
UK: New FCA and PRA whistleblowing rules
The FCA and the PRA have both published policy statements on their new rules on whistleblowing as part of their series of policy changes focused on …
UK: PRA and FCA consult on approach to ring-fencing transfer schemes
The PRA is consulting on a draft statement of policy setting out its approach to ring-fencing transfer schemes (RFTS), and the FCA on guidance. Part VII …
Problems with unit-linked products
Unit-linked insurance products have recently given rise to a number of regulatory issues. These cover: mis-selling; the responsibility of the insurer …
The BoE approach to Solvency II
Geoff Maddock, partner Email | Profile tel: +44 20 7466 2067 mobile: +44 7785 255016 By Geoff Maddock, corporate insurance …
UK: Fair and Effective Markets Review publishes its final report
The Fair and Effective Markets Review (FEMR) has published its final report, setting out 21 recommendations to help restore trust in the wholesale Fixed …
UK: Cyber-security - what level of security will be sufficient to meet a firm's regulatory obligations?
Firms' confidential information, and the personal data of their customers, is increasingly being recognised as a valuable commodity, attracting the …
Solvency II and Non-Executive Directors
The PRA and FCA have confirmed their approach to non-executive directors (NEDs) under the Senior Insurance Managers Regime (SIMR). Some …
Showing 7 out of 7 results
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