All blog posts
Showing 1,620 out of 1,844 results
UK: BoE and FSA relax the barriers to entry for new bank entrants
The FSA and the Bank of England (BoE) have published the results of their review into barriers to new entrants to the banking sector. The …
Australia: ASX releases final guidance note on continuous disclosure
ASX has published its finalised updated guidance on continuous disclosure rules in preparation for release in May. The updated guidance …
UK: Financial Conduct Authority (FCA)'s Risk Outlook and Business Plan for 2013 published
The FCA's Risk Outlook (FCA RO) has been published today, setting out the regulator's current thinking on conduct in financial markets by …
India: RBI scrutiny of money laundering allegations
In response to allegations made on 13 March 2013 by Cobrapost, an online media firm, the Reserve Bank of India (RBI) announced that it had …
UK: Firms needing early full-scope AIFM authorisation must complete FSA's survey
UK Alternative Investment Fund Managers (AIFMs) that may need early full-scope authorisation in order to continue their operations in other EEA …
March 2013 Corporate Crime Update
The March 2013 edition of our corporate Crime Update covers developments in relation to corruption, money laundering, fraud, sanctions and related …
HK: Further clarification of the Hong Kong Courts' jurisdiction to wind up unregistered overseas companies
In a judgment handed down on 6 March 2013, the Hong Kong High Court elaborated on the guiding principles the court will follow in determining whether or …
UK: FSA ups the ante for listed companies with £2.4m fine for LDTR breaches involving inside information
The Financial Services Authority (FSA) has published a final notice setting out its decision to fine Lamprell plc (Lamprell) …
UK: New chairmen appointed to independent Panels to provide constructive challenge of FCA policies and practices
The appointment of the new Chairmen of the three independent FCA Practitioner Panels have been announced today: Graham …
Courts offer robust assessment of mis-selling claims by high net worth clients
Two court judgments issued in the last few weeks have highlighted the importance of testing properly the evidence of investors who bring mis-selling …
US SEC secures record-breaking $600m settlement in insider trading case
The largest ever settlement in an insider trading case was filed yesterday, requiring hedge fund advisory firm CR Intrinsic - an affiliate of S.A.C. …
UK: Notification of FCA conduct and prudential classifications, and some other materials for 1 April
In preparation for 1 April 2013, the FSA is issuing a letter to firms supported by an accompanying factsheet, and frequently asked question (FAQs) to …
Showing 1,620 out of 1,844 results
View moreKey contacts
Karen Anderson
Consultant, London
Susannah Cogman
Partner, London
Elizabeth Head
Of Counsel, London
Marina Reason
Partner, London
Kelesi Blundell
Partner, London
Hywel Jenkins
Partner, London
Chris Ninan
Partner, London
Jon Ford
Partner, London
Clive Cunningham
Consultant, London
Chee Hian Kwah
Director, Prolegis LLC, Singapore
Valerie Tao
Knowledge Lawyer, Hong Kong
Cat Dankos
Senior Regulatory Consultant, London