FSR and Corporate Crime Notes

Are you ready to be licensed? MAS issues payment service provider licence application forms

As 2019 draws to a close, the Monetary Authority of Singapore (MAS) has been busy putting the finishing touches on its new regulatory framework for …

Regulation in Focus Podcast Episode 2 – December 2019

High Court finds privilege not lost despite document being referred to in open court

Building Operational Resilience: UK regulators launch consultations

Corporate Crime update - December 2019

The transition from LIBOR: FCA conduct risk warning and next steps

The month ahead in financial services regulatory developments…

FCA Deploys Temporary Intervention Powers to Ban Mass Marketing of Mini-Bonds

SFC sets out standards expected of asset managers in considering private fund and discretionary account arrangements and transactions

On 21 November 2019, the Securities and Futures Commission (SFC) published a circular to licensed corporations regarding dubious private fund and …

Temporary Equivalence Decision for UK CCPs to be renewed

Regulation in Focus Podcast Episode 1 – November 2019

Casting the regulatory net over virtual assets – HK's SFC finalises new regulatory framework for virtual asset trading platforms

On 6 November 2019, Hong Kong's Security and Futures Commission (SFC) issued a position paper setting out a new regulatory framework for the licensing of …