FSR and Corporate Crime Notes

HSF Launches New Sanctions Blog

A step towards increased AML/CTF enforcement? Hong Kong SFC consults on enhancements to AML/CTF guidelines

ESMA consults on transaction reporting and OTFs

FCA’s Approach to International Firms

High Court takes a view on repeat borrowing as an indicator of financial health: Kerrigan v Elevate Credit International

October 2020: The month ahead in financial services regulatory developments…

Lisa Osofsky re-examines the priorities of the SFO at the Cambridge International Symposium on Economic Crime

High Court says bank need not comply with numerous and repetitive DSARs which were being used for a collateral purpose

PRA publishes Proprietary Trading Review: no need for new restrictions

Corporate Crime & Investigations Podcast Episode 3: Recent Activity in Deferred Prosecution Agreements

“Tone from within” – shining the spotlight for conduct risk identification onto individuals – latest FCA feedback on the 5CQ

Judgment handed down in FCA’s COVID-19 business interruption insurance test case

The High Court has today handed down judgment in the COVID-19 Business Interruption insurance test case of The Financial Conduct Authority v Arch and …