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Showing 120 out of 131 results
EMIR: The race towards EU regulation of OTC derivatives, central counterparties and trade repositories is on
The race towards a pan-European "Regulation of the European Parliament and of the Council on OTC Derivatives, Central Counterparties and Trade …
FSA publishes its assessment of the most significant retail conduct risks for 2012
The FSA's Retail Conduct Risk Outlook (RCRO), published today, sets out the highest priority retail conduct risks, grouped into 15 categories. …
New French law to aggregate cash-settled securities for threshold crossing disclosure obligations
On 29 February, the French General Assembly passed a bill, known as the bill for "simplification of the law and facilitation of administrative …
The Lehman client money judgment: Supreme Court upholds Court of Appeal decision
The Supreme Court handed down its judgment yesterday in relation to the client money application relating to Lehman Brothers International (Europe) …
Welcome to our new website
Herbert Smith's Financial Services Regulation and Corporate Crime teams have today launched this new website which includes a blog, information …
Guide to anti-corruption regulation in Asia
Herbert Smith has prepared a PDF guide to complying with anti-corruption regulation in Asia for 2012/2013. The guide covers the following jurisdictions: …
Gifts and Entertainment - compliance with anti-bribery regulation in Asia
Herbert Smith has prepared a PDF guide to complying with anti-bribery regulation in Asia for 2012/2013. The guide covers the following jurisdictions: …
Court of Appeal upheld SFC's appeal in Tiger Asia, confirming CFI's power to make final orders based on own finding of alleged market misconduct
The Securities and Futures Commission ("SFC") secured a victory in the Court of Appeal last week in its ongoing battle against the New York-based hedge …
Saudi CMA amends Listing Rules
On 22 January 2012, the Saudi Arabian Capital Market Authority ("CMA") Board of Commissioners issued a resolution amending the Listing Rules and Glossary …
Reflections on the New Pan-European Regime for Short Selling and Credit Default Swaps
The Council gave its approval today to ground-breaking legislation aimed at unifying a myriad of short sale rules across the 27-nation bloc of the …
The New Pan-European Regime for Short Selling and Credit Default Swaps: ESMA Consultation Paper on Draft Technical Standards
On 24 January 2012 the European Securities and Markets Authority (ESMA) issued its first consultation paper on draft regulatory and implementing …
Reforms to the financial services regulatory architecture edge one step closer
The introduction of the Financial Services Bill to Parliament last Friday is a significant milestone in the reform of the financial services regulatory …
Showing 120 out of 131 results
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