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Investor protection in the spotlight: Proposals to significantly enhance the Financial Dispute Resolution Scheme
The Financial Dispute Resolution Centre (FDRC), which since June 2012 has been providing alternative dispute resolution services to financial …
UK: FCA and PRA final rules on regulatory references: strengthening accountability in banking and insurance
The FCA and PRA have published new policy statements relating to regulatory references under the new accountability regimes for banks and insurers, which …
Publication of the Criminal Finances Bill 2016-17
The Criminal Finances Bill 2016-17 (the "Bill") was presented to Parliament and had its first reading in the House of Commons on Thursday 13th October. …
US further eases sanctions against Cuba
On 14 October 2016, the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) and the U.S. Department of Commerce’s Bureau of …
Singapore Exchange seeks greater collaboration with industry around market conduct issues
The Singapore Exchange (SGX) has launched two initiatives that will see member firms collaborating with SGX to act as gatekeepers with respect to market …
US Government Terminates Burma Sanctions and Further Clarifies the Application of Iran Sanctions
In the past week, the US government took executive actions to continue its easing of the Burma and Iran sanctions regimes. On October 7, 2016, the U.S. …
PRA and FCA updated guidance on CRDIV remuneration rules
The PRA and FCA have each issued consultation papers setting out draft updated guidance in respect of the CRDIV remuneration rules. The proposed updates …
Collection of electronic data by Chinese criminal authorities set to increase
On 1 October, new binding provisions came into force in China governing the collection, extraction and review of electronic data in criminal …
Hong Kong launches regulatory sandbox in wake of developments in Australia, Malaysia, Singapore, and the UK
Since the UK proposed its regulatory sandbox regime in November 2015, APAC countries such as Australia, Malaysia and Singapore have been quick to follow …
#MAR_bitesize
Managers' Transactions – Restrictions and Notification Requirements As was the case under the previous market abuse regime, MAR imposes various …
Corporate Crime Monthly Update September 2016
Welcome to the September 2016 edition of our corporate crime update - our round up of developments in relation to corruption, money …
New SFC guidance on client agreement requirements
In the light of the queries raised by Herbert Smith Freehills following industry consultation, the Securities and Futures Commission (SFC) has issued …
Showing 36 out of 100 results
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