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Showing 48 out of 52 results
Corporate crime update
Corporate crime update... Bribery and corruption Bribery Act to be reviewedIt appears that the Bribery Act is to be reviewed as part of …
FSA to require one month's notice of capital issues
The FSA is proposing that insurers, banks and other authorised firms should tell it at least one month before issuing shares or any other capital …
FSA issues final form remuneration code
On Friday 17 December 2010, the FSA issued its revised Remuneration Code (the "Code") containing its interpretation of the remuneration principles …
Netherlands rules on short selling
Like its peers, the Netherlands Authority for the Financial Markets issued a prohibition on naked short selling with respect to the shares of eight Dutch …
CEBS issues final form guidelines on CRD III
On Friday 10 December 2010, following the public consultation in relation to its draft guidelines, the Committee of European Banking Supervisors ("CEBS") …
The MiFID Review
More than three years after the implementation of MiFID, the review of the directive is now well on its way. Earlier this year, the Committee of European …
UK regulatory reform - Responses to the Government consultation on "A new approach to financial regulation"
HM Treasury has published a summary of responses to its consultation on the reform of the UK financial services regulatory regime. The paper …
A pan-European short selling regime: request for evidence
The EU Economic and Financial Affairs and International Trade sub-committee of the House of Lords has made a request for evidence in connection with its …
Investment funds update
Update at a glance including Alternative Investment Fund Managers Directive, Hedge Fund Standards Board and RDR platform proposals. Alternative …
FSA consults on reforms to platform regulation
FSA consults on reforms to platform regulation The FSA has published a long-awaited Consultation Paper (CP10/29) seeking industry views on changes to the …
FSA consults on remuneration disclosure requirements
The Financial Services Authority (FSA) has published a consultation on the implementation of remuneration disclosure requirements based on those set out …
UK Bank Levy - draft legislation released
The Government has published draft legislation for the UK Bank Levy for comment. The Bank Levy (the Levy) is intended to encourage banks to move away …
Showing 48 out of 52 results
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